Vnitřní předpisy obchodníků s cennými papíry

Abstract

The thesis is focus on analysis of obligatory securities dealers´s in-house directions. The thesis determinates the legalities, from which is necessary coming out in creation and adjustment of securities of dealers´s in-house directions. The thesis informs about obligatory in-house directions and about appurtenances, characteries and necessary regulations of securities of dealers´s in-house directions. The thesis includes recommendations, suggestions, tables, charts, schematics, expamles and patterns of compulsory regulations, which are applicable into in-house directions of securities dealer and patterns of questionnaires, blanks, police reports, accountings and compulsory in-house directions in form, which can be implemented in practise.